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    Nov 12, 2012 |Story| Los Angeles Times

  1. SEC wins partial victory in case against money-market fund

    The Securities and Exchange Commission has won a partial victory in a prominent case arising from the global financial crisis. A federal jury found Monday that Reserve Management Co., the investment firm running the Reserve Primary Fund money-market...

    Tags: Investments, U.S. Securities and Exchange Commission, Financial Planning, Finance, Economy, Business and Finance

    2. Nov 12, 2012 |Story| Los Angeles Times

  2. SEC loses case against money-market founder

    <strong>UPDATE</strong>: <a href="http://www.latimes.com/business/money/la-fi-mo-sec-partial-victory-moneymarket-fund-20121112,0,6393583.story" target="_blank">In full ruling, SEC wins partial victory</a>:&nbsp;
    UPDATE: In full ruling, SEC wins partial victory:  The federal government has lost another high-profile case resulting from the global financial crisis. A federal jury Monday cleared the managers of the Reserve Fund money-market fund of civil fraud...

    Tags: U.S. Securities and Exchange Commission, Financial Planning, Finance, Economy, Business and Finance, Crime, Law and Justice

    3. Aug 21, 2012 |Story| Baltimore Sun

  3. SEC awards nearly $50,000 to whistle blower

    You can receive big bucks and feel good about yourself to by reporting financial fraud. This whistle blower program awards 30 percent of the amount recouped once the Securities and Exchange Commission undertakes an enforcement action against the bad...

    Tags: U.S. Securities and Exchange Commission

    4. May 24, 2012 |Story| KTLA-LTV

  4. Morgan Stanley Made Money on Facebook Share Drop

    FORTUNE -- Here's another example of how on Wall Street for the big banks it's heads they win, tails they win.
    CNN
    FORTUNE -- Here's another example of how on Wall Street for the big banks it's heads they win, tails they win. Even as Facebook's shares dropped, causing losses for regular investors, Morgan and other underwriters of the company's IPO likely racked up...

    Tags: Regulatory Policy and Organizations, Social Media, Manhattan (New York City), Zynga Inc., Groupon, Inc.

    5. Jun 26, 2012 |Story| Baltimore Sun

  5. Md. firms, treasurer balk at proposed money market regulations

    Battle lines are being drawn over whether money market funds need more protection in the event of another financial crisis. Maryland investment firms and the state treasurer are on one side of the fight; the SEC chairman is on the other. Baltimore's T....

    Tags: Mutual Funds, Finance, Economy, Business and Finance, T. Rowe Price, Banking

    6. May 12, 2012 |Story| Chicago Tribune

  6. JPMorgan $2 Billion Loss Hits Shares, Credit, Image

    NEW YORK/LONDON (Reuters) - JPMorgan Chase & Co lost $15 billion in market value and a notch in its credit ratings on Friday while a chorus of regulators and politicians reacted to its surprise $2 billion trading loss by demanding stiffer oversight for the banking industry.
    Reuters
    NEW YORK/LONDON (Reuters) - JPMorgan Chase & Co lost $15 billion in market value and a notch in its credit ratings on Friday while a chorus of regulators and politicians reacted to its surprise $2 billion trading loss by demanding stiffer oversight for...

    Tags: Central Bank, Mutual Funds, Securities, The New York Times, Deutsche Bank AG

    7. Apr 11, 2012 |Story| Baltimore Sun

  7. We're turning America into a giant casino

    Anyone who says you can get rich through gambling is a fool or a knave. Multiply the size of the prize by your chance of winning it and you'll always get a number far lower than what you put into the pot. The only sure winners are the organizers -- casino owners, state lotteries and con artists of all kinds.
    Anyone who says you can get rich through gambling is a fool or a knave. Multiply the size of the prize by your chance of winning it and you'll always get a number far lower than what you put into the pot. The only sure winners are the organizers -- casino...

    Tags: Mega Millions Lottery, Florida Gators, Sales, Barack Obama, Business

    8. Dec 2, 2011 |Story| Aberdeen News

  8. Senate panel will investigate MF Global collapse

     WASHINGTON (AP) — The top Democrat and Republican on a key Senate panel say Congress should look deeply into what led to the collapse of MF Global, a trading firm run by one of their former colleagues.    Sen. Debbie Stabenow, the chairman of the...

    Tags: Government Debt, Securities, Economy, Business and Finance, Politics, FBI

    9. Jul 22, 2011 | Los Angeles Times

  9. SEC's controversial proxy access rule tossed out by court

    Money & Company
    A federal court invalidated a controversial Securities and Exchange Commission rule that increased shareholder access to proxy materials....
    10. May 25, 2011 |Story| Los Angeles Times
  10. |Story
    11. Apr 5, 2011 | Los Angeles Times

  11. New stock trading rules proposed to avoid another 'flash crash'

    Money & Company
    Federal regulators are considering new limits on intraday stock volatility aimed at avoiding another “flash crash” like the one that rocked Wall Street last May 6. The Securities and Exchange Commission late Tuesday said major stock...
    12. Apr 8, 2011 | Los Angeles Times

  12. Hard to protect investors without funding, SEC's Schapiro says

    Money & Company
    While funding for the regulatory agency is under fire in Washington, D.C., it will be difficult for the Securities and Exchange Commission to implement new regulations or set up its long-awaited office of investor advocate, SEC Chairman Mary Schapiro...
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