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    Mar 29, 2013 |Story| Hartford Courant
  1. SAC Capital's Steinberg Indicted, Insider Probe Widens

    U.S. prosecutors on Friday charged Michael Steinberg, a veteran portfolio manager with Steven A. Cohen's $15 billion hedge fund, with engaging in insider trading in two technology stocks, the most senior SAC Capital Advisors employee to be charged in...

    Tags: Steven Cohen, Police Arrests, Insider Trading, Upper East Side, Crime, Law and Justice

  2. Mar 29, 2013 |Story| Los Angeles Times
  3. Pinnacle Foods raises $580 million in IPO

    Just like its popular Duncan Hines cake mixes, packaged foods company Pinnacle Foods Inc. is on the rise after raising $580 million in an initial public offering.
    Just like its popular Duncan Hines cake mixes, packaged foods company Pinnacle Foods Inc. is on the rise after raising $580 million in an initial public offering. The company — which owns popular brands such as Birds Eye, Aunt Jemima, Log Cabin,...

    Tags: Initial Public Offerings, Stock Market, Pinnacle Foods Incorporated, Wal-Mart Stores, Inc., Financing and Stock Offerings

  4. Mar 28, 2013 |Story| Los Angeles Times
  5. Duncan Hines owner Pinnacle Foods jumps after IPO

    Just like its popular Duncan Hines cake mixes, packaged foods company Pinnacle Foods Inc. was on the rise Thursday morning after raising $580 million in an initial public offering.
    Just like its popular Duncan Hines cake mixes, packaged foods company Pinnacle Foods Inc. was on the rise Thursday morning after raising $580 million in an initial public offering. The company -- which owns an array of popular brands including Birds...

    Tags: Initial Public Offerings, Stock Market, Walmart, Pinnacle Foods Incorporated, Financing and Stock Offerings

  6. Mar 28, 2013 |Story| Hartford Courant
  7. State Groups Begin To See Checks From 2011 Settlement With UBS

    The Hartford Courant
    Funds began to flow on Thursday from a 2011 settlement between Swiss bank UBS and two dozen states, including Connecticut, and the District of Columbia, according to the state's attorney general. Ten Connecticut entities that had contracts with UBS...

    Tags: UBS AG, Finance, U.S. Department of Justice, Stamford, Economy, Business and Finance

  8. Feb 18, 2013 |Column| Allentown Morning Call
  9. Staying rich means never messing up a sure thing

    Here's the big question for Mary Jo White: If she becomes chairman of the Securities and Exchange Commission, where will her interests lie? With the public that pays her salary? Or with the people handing her the big bucks? White is the white-collar...

    Tags: Finance, Politics, U.S. Senate Committee on Banking, Housing, and Urban Affairs, George W. Bush, Values

  10. Mar 26, 2013 |Story| Los Angeles Times
  11. Obama names the first woman to head the Secret Service

    <span class="runtimeTopic">WASHINGTON</span> &ndash; President Obama on Tuesday named a high-ranking career employee of the U.S. Secret Service to become its first female director.
    WASHINGTON – President Obama on Tuesday named a high-ranking career employee of the U.S. Secret Service to become its first female director. Julia A. Pierson, a veteran of the agency’s Miami and Orlando, Fla., field offices, serves as...

    Tags: Same-Sex Marriage, Mary Jo White, Sylvia Mathews Burwell, Gina McCarthy, U.S. Department of Defense

  12. Mar 26, 2013 |Story| Hartford Courant
  13. Travelers CEO Jay Fishman's Compensation Up 37 Percent To $29.9 Million

    The Hartford Courant
    The Travelers Cos. Chairman and CEO Jay S. Fishman was compensated a total of $29.9 million last year, a 37 percent increase over the year before, according to documents filed last week with the U.S. Securities and Exchange Commission. In 2011, Fishman's...

    Tags: Corporate Officers, Finance, Jay S. Fishman, Economy, Business and Finance, Companies and Corporations

  14. Mar 25, 2013 |Story| Los Angeles Times
  15. Nasdaq's $62-million payout for Facebook IPO approved

    The Securities and Exchange Commission has approved Nasdaq OMX Group Inc.'s proposal to pay brokerages as much as $62 million as compensation for last year's botched Facebook Inc. initial public offering.
    The Securities and Exchange Commission has approved Nasdaq OMX Group Inc.'s proposal to pay brokerages as much as $62 million as compensation for last year's botched Facebook Inc. initial public offering. Nasdaq's trading system was overwhelmed by...

    Tags: Finance, Regulatory Policy and Organizations, Broadcom Corp., Politics, Initial Public Offerings

  16. Mar 22, 2013 |Column| Allentown Morning Call
  17. JPMorgan silent partner revealed in Whale fiasco

    One of the best parts about last week's Senate hearing on JPMorgan Chase & Co.'s London Whale trades is that we finally got a clear picture of whose side the regulators were on during the early days while the bank's executives tried to contain the...

    Tags: Corporate Officers, Office of the Comptroller of the Currency, Politics, JPMorgan Chase & Co., Derivative Securities

  18. Mar 21, 2013 |Story| Los Angeles Times
  19. J.C. Penney: 'There is no assurance' turnaround will succeed

    Beleaguered retailer J.C. Penney, struggling to boost slumping sales and tanking traffic through an intense revamp, said in its annual report that the turnaround &ldquo;may take longer than expected&rdquo; and that the results &ldquo;may be materially less than planned.&rdquo;
    Beleaguered retailer J.C. Penney, struggling to boost slumping sales and tanking traffic through an intense revamp, said in its annual report that the turnaround “may take longer than expected” and that the results “may be materially...

    Tags: JC Penney Company Inc., Consumer Confidence, Job Layoffs, Career and Workplace, Labor Markets

  20. Mar 20, 2013 |Story| Los Angeles Times
  21. For the record

    Insider-trading probe: In the March 16 Business section, an article about a Securities and Exchange Commission settlement with two affiliates of hedge fund SAC Capital Advisors mischaracterized a previous deal between the regulator and financier Michael...

    Tags: Insider Trading, Style Network (tv network), SAC Capital Advisors

  22. Mar 19, 2013 |Story| Los Angeles Times
  23. Senate panel approves Obama nominees to head SEC, consumer bureau

    WASHINGTON &mdash; A Senate committee on Tuesday overwhelmingly approved Mary Jo White's nomination to head the Securities and Exchange Commission, clearing the way for the former federal prosecutor to be confirmed soon as Wall Street's top watchdog.
    WASHINGTON — A Senate committee on Tuesday overwhelmingly approved Mary Jo White's nomination to head the Securities and Exchange Commission, clearing the way for the former federal prosecutor to be confirmed soon as Wall Street's top watchdog....

    Tags: Consumers, Republican Party, Politics, Mary Schapiro, Mary Jo White

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U.S. Securities and Exchange Commission Photos
Latham & Watkins announced the arrival of Nabil Sabki t...
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